The Global Mail, with permission and acknowledgement, has published my piece on Immigration and the tortured FOI reasoning exhibited in blocking requests for detention centre incident reports, under the much catchier headline "And the Prize For Evading The Public's Right to Know Goes to..."
Yep, based on the comparators I have from recent personal experience they're right - in the gaming stakes, it's DIAC way out in front of Foreign Affairs and Trade and Attorney General's. But alas, this race is never over.
This blog takes an interest in issues associated with Freedom of Information (FOI) and privacy legislation in Australia. Information contained on this site is general in nature and does not constitute legal advice. Follow Peter Timmins on Twitter: @foiguru Follow the open government cause through the Australian Open Government Partnership Network. www.opengovernment.org.au and @opengovau
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Tuesday, August 06, 2013
Monday, August 05, 2013
Immigration reaches new heights- in tortured reasoning
In drawing attention to what seemed like classic gaming the Freedom of Information system by the Department of Immigration and Citizenship recently, I didn't appreciate that the lumping of 85 individual requests for different documents into a single request was just for starters.
There is a grander strategy unfolding at Righttoknow with the Department now relying on the cumulative effect of dubious contentions to see off pesky applicants taking part in the "Adopt an Incident” campaign by blocking requests for incident reports at detention centres.
The short version of DIAC's approach to dealing with an an application by Paul Farrell gives the picture. I expect the same thing is happening to other applicants for incident reports:
In resorting to these sort of arguments to brush the applications aside, DIAC may end up making more not less work for itself.
Despite DIAC's assertion there are no rights of review, a failure to determine each application by granting or refusing access within the statutory time period arguably amounts to a deemed refusal of access, with a right to internal review and/or external review by the Office of Australian information Commissioner. Separately there is a right also to complain to the OAIC about DIAC conduct in dealing with the applications.
While we can all sympathise with DIAC staff who have been under the hammer for years, and are on the end of more than 150 applications via Rightoknow, the ploys and 'smart lawyering' utilised in this exercise render hollow assurances given earlier in the year by top management that DIAC was reforming past performance deficiencies.
Dr Hawke seems to have missed this and other examples of gaming the system.
Here is a more detailed look at the decision points in the Paul Farrell case.
There is a grander strategy unfolding at Righttoknow with the Department now relying on the cumulative effect of dubious contentions to see off pesky applicants taking part in the "Adopt an Incident” campaign by blocking requests for incident reports at detention centres.
The short version of DIAC's approach to dealing with an an application by Paul Farrell gives the picture. I expect the same thing is happening to other applicants for incident reports:
- requests made within a two week period in June and July for different reports by different people are taken by DIAC to be a single request as the documents requested are 'documents the subject matter of which is substantially the same';
- when the 19 requests in this instance are treated this way, an application that would otherwise take three hours to process will take 19 times as long;
- 57 hours devoted to processing what is regarded as a single request would involve substantial and unreasonable diversion of DIAC resources away from other tasks;
- when each of the 19 parties was consulted and given the opportunity to revise what DIAC regards as one request, some responded declining to do so, but as others didn't respond, DIAC deemed the request withdrawn;
- finally (or the story so far), as a deemed withdrawal decision is not a decision to refuse access, none of the 19 has a right of internal or external review.
In resorting to these sort of arguments to brush the applications aside, DIAC may end up making more not less work for itself.
Despite DIAC's assertion there are no rights of review, a failure to determine each application by granting or refusing access within the statutory time period arguably amounts to a deemed refusal of access, with a right to internal review and/or external review by the Office of Australian information Commissioner. Separately there is a right also to complain to the OAIC about DIAC conduct in dealing with the applications.
While we can all sympathise with DIAC staff who have been under the hammer for years, and are on the end of more than 150 applications via Rightoknow, the ploys and 'smart lawyering' utilised in this exercise render hollow assurances given earlier in the year by top management that DIAC was reforming past performance deficiencies.
Dr Hawke seems to have missed this and other examples of gaming the system.
Here is a more detailed look at the decision points in the Paul Farrell case.
Saturday, August 03, 2013
Dr Hawke's prescription on charges
Sean Parnell in The Australian this morning includes in his report of Hawke highlights that the recommended charge for processing a request that takes between 5-10 hours will be a flat fee of $50.
That's what the discussion in the report suggests. However the relevant recommendation on charges, the basis for my summary pointing to something different, reads (emphasis added):
That's what the discussion in the report suggests. However the relevant recommendation on charges, the basis for my summary pointing to something different, reads (emphasis added):
Recommendation 22(a)
The Review recommends that a flat rate processing charge should apply to all processing activities, including search, retrieval, decision-making, redaction and electronic processing. No charge should be payable for the first five hours of processing time. Processing time that exceeds five hours but is ten hours or less should be charged at $50 per hour. The charge for each hour of processing time after the first ten hours should be $30 per hour.
The flat $50 to cover up to 10 hours would be in line with Professor McMillan's recommendation in his FOI Charges Review March 2012.
Just a typo in 22(a)?
Or maybe not. Dr Hawke doesn't mention a maximum charge, something specified in the McMillan review as $950, the combined effect of the flat $50 for the first ten hours , and $30 per hour for the 30 hours thereafter before the proposed 40 hour cut off point is reached. On the other hand the no typo result would be $50 per hour for hours 6-10, plus $30 for each hour up to the cap - all up $1200.
Friday, August 02, 2013
Hawke FOI review-the good, bad and missed opportunities
Attorney General Mark Dreyfus today released the Hawke report on the review of the operation of the Freedom of Information Act and the Australian Information Commissioner Act commenting in this Media Release that the report "finds that recent changes to
freedom of information law are broadly working well to improve
transparency but it also identifies areas requiring fine-tuning for
further reform...”
From my quick read of the report (pdf) that's close to the mark as an accurate summary.
No big, new, grand 21st century model on display; no dramatic machinery changes that would convert the 20th century version into something sleek modern efficient, effective and fit for purpose in the information age.
There is a reminder of the treadmill that is FOI reform in the first recommendation, "..that a comprehensive review of the FOI Act be undertaken" and this concluding observation: "I believe a complete rewrite of the FOI Act in plain language is now necessary, so that it is readily accessible and easily understood."
It's not the Doctor's fault but inevitable given the terms of reference from former Attorney General Roxon, the six month time frame and the one man band involved. (And alas, what I suggested in a submission to the review.) So it's round and round and round we go in the search to get this law up to date and down pat.
First, hurried thoughts from a quick read. More after some time for reflection.
Welcome aspects include the recommendation that the current no application fee, no charge for personal information, five hours free processing for other requests and no internal review fee remain unchanged; that the act extend to the parliamentary departments (with the exception of the parliamentary librarian) in respect of documents of an administrative nature-just after parliament went the whole hog to exclude them entirely; rejection of the suggestion that frank and fearless advice needs stronger protection with endorsement of the principle that "officials should be happy to publicly defend any advice given to a minister and if not happy should rethink the advice"; a five day exclusive use of released material before information is released publicly via the disclosure log; a single government wide website for publication of disclosure logs; questioning the scope of some of the exclusions from the act in Schedule 2.
Not so welcome: a 40 hour fixed cap on processing time; unspecified changes to provide new protection for information about the conduct of surveillance, intelligence gathering and monitoring activities; a new conditional exemption for incoming minister briefs, question time and estimates briefs; intelligence agencies to remain entirely outside scope of the act.
Controversial: no reduction of the time frame for processing, extended from 30 days to 30 working days; $50 per hour for 5-10 hours processing and $30 per hour thereafter; $400 for an OAIC review application, although $300 refundable if a favourable settlement or decision; the processing an FOI request is suspended where the applicant has commenced litigation or there is a specific ongoing law enforcement investigation in progress.
Missed opportunities: nothing in the way of research regarding the culture change said to have occurred and which is acknowledged as having "still some way to go"; nothing more than more encouragement for administrative access as an alternative to the formal application process; nothing about agency efficiency/inefficiency in dealing with FOI requests or any gaming of the system that may be contributing to the estimated $40 million FOI cost across government; cursory consideration only of outcomes and results from the operation of the act in light of its objects; no deep examination of the operations of the OAIC and the adequacy of resourcing prior to the conclusion that it just has to cop resource constraints like other government agencies.
The big miss- what might have emerged from some detailed discussion and debate involving those inside and outside government who know a bit about the subject. As lamented earlier, the approach to consultation in this case without an issues paper, inviting submissions but providing no opportunity for back and forward in the iterative development and testing of ideas, and spending the entire review apparently locked into the parliamentary triangle isn't a satisfactory model for review of legislation designed to increase public participation in government.
Update: an interview on the subject on ABC Radio PM tonight.
From my quick read of the report (pdf) that's close to the mark as an accurate summary.
No big, new, grand 21st century model on display; no dramatic machinery changes that would convert the 20th century version into something sleek modern efficient, effective and fit for purpose in the information age.
There is a reminder of the treadmill that is FOI reform in the first recommendation, "..that a comprehensive review of the FOI Act be undertaken" and this concluding observation: "I believe a complete rewrite of the FOI Act in plain language is now necessary, so that it is readily accessible and easily understood."
It's not the Doctor's fault but inevitable given the terms of reference from former Attorney General Roxon, the six month time frame and the one man band involved. (And alas, what I suggested in a submission to the review.) So it's round and round and round we go in the search to get this law up to date and down pat.
First, hurried thoughts from a quick read. More after some time for reflection.
Welcome aspects include the recommendation that the current no application fee, no charge for personal information, five hours free processing for other requests and no internal review fee remain unchanged; that the act extend to the parliamentary departments (with the exception of the parliamentary librarian) in respect of documents of an administrative nature-just after parliament went the whole hog to exclude them entirely; rejection of the suggestion that frank and fearless advice needs stronger protection with endorsement of the principle that "officials should be happy to publicly defend any advice given to a minister and if not happy should rethink the advice"; a five day exclusive use of released material before information is released publicly via the disclosure log; a single government wide website for publication of disclosure logs; questioning the scope of some of the exclusions from the act in Schedule 2.
Not so welcome: a 40 hour fixed cap on processing time; unspecified changes to provide new protection for information about the conduct of surveillance, intelligence gathering and monitoring activities; a new conditional exemption for incoming minister briefs, question time and estimates briefs; intelligence agencies to remain entirely outside scope of the act.
Controversial: no reduction of the time frame for processing, extended from 30 days to 30 working days; $50 per hour for 5-10 hours processing and $30 per hour thereafter; $400 for an OAIC review application, although $300 refundable if a favourable settlement or decision; the processing an FOI request is suspended where the applicant has commenced litigation or there is a specific ongoing law enforcement investigation in progress.
Missed opportunities: nothing in the way of research regarding the culture change said to have occurred and which is acknowledged as having "still some way to go"; nothing more than more encouragement for administrative access as an alternative to the formal application process; nothing about agency efficiency/inefficiency in dealing with FOI requests or any gaming of the system that may be contributing to the estimated $40 million FOI cost across government; cursory consideration only of outcomes and results from the operation of the act in light of its objects; no deep examination of the operations of the OAIC and the adequacy of resourcing prior to the conclusion that it just has to cop resource constraints like other government agencies.
The big miss- what might have emerged from some detailed discussion and debate involving those inside and outside government who know a bit about the subject. As lamented earlier, the approach to consultation in this case without an issues paper, inviting submissions but providing no opportunity for back and forward in the iterative development and testing of ideas, and spending the entire review apparently locked into the parliamentary triangle isn't a satisfactory model for review of legislation designed to increase public participation in government.
Update: an interview on the subject on ABC Radio PM tonight.
Thursday, August 01, 2013
More transparency, just a start
NSW shame revealed. All you can say is some of it bubbled to the surface- eventually.
From today's Sydney Morning Herald-the paper (and its journalists) that deserves enormous credit for pursuing these issues for years. The editorial reminding it has lessons for the here and now:
From today's Sydney Morning Herald-the paper (and its journalists) that deserves enormous credit for pursuing these issues for years. The editorial reminding it has lessons for the here and now:
No matter which political party is in power, the public deserves to know public administration pays heed to their interests over individual or party ones.
Facing a much-weakened Labor opposition, the O'Farrell government has fallen short on transparency of major projects such as the casino for Packer interests at Barangaroo. But ICAC has put O'Farrell on notice that more is needed to prevent corruption, suggesting it will release reports later this month drawing on failures of process under Macdonald's watch......
- Ian Macdonald and a prostitute called Tiffanie
- The car deal too good to be true
- The reports: Operation Jasper | Operation Indus | Operation Jarilo
- As it happened: ICAC find Obeid and Macdonald acted corruptly
"Corruption findings have been made and criminal charges flagged against Eddie Obeid, the former ALP powerbroker, and his sons, as well as the state's former resources minister Ian Macdonald, and a host of businessmen - including an accused murderer - after the most significant graft inquiry in NSW history.
Three reports by the Independent Commission Against Corruption were tabled on Wednesday morning in the NSW Parliament, following almost three years of secret investigation by the commission, and almost six months of public hearings that concluded earlier this year.
In two of the reports, Mr Macdonald was slapped with a corruption finding - including for accepting a night in a luxury hotel room with a prostitute named "Tiffanie".
Evidence gathered by the corruption fighters about Mr Macdonald will now be referred to the Director of Public Prosecutions for potential criminal charges, including corruptly receiving a benefit and misconduct in public office.
The offences carries a maximum penalty of seven years in jail.
Criminal charges may also be laid against one the nation's richest men, Travers Duncan, merchant banker Richard Poole, John McGuigan and John Atkinson, both former partners of law firm Baker & McKenzie, and former RAMS Home Loans founder John Kinghorn.
They were part of a consortium of investors in Cascade Coal, which won the right to explore for coal at Mount Penny, in the Bylong Valley near Mudgee - an area in which the Obeids had bought up land by exploiting inside knowledge courtesy of Mr Macdonald....."
Tuesday, July 30, 2013
Secrecy laws remain sitting uneasily with open and accountable government
Here is what you are entitled to know about work undertaken in the three years since the Australian Law Reform Commission completed a report on Secrecy laws and open government:
The report, tabled in March 2010 identified 506 secrecy provisions in 176 pieces of legislation, including 358 distinct criminal offences and made 61 recommendations for reform. In publishing the report the commission observed:
But my Freedom of Information application to the Attorney General's Department for a copy of the most recent summary of the work undertaken or still remaining to be completed on a response to the report was knocked back.
Today ditto, on internal review for the same reasons as spelled out (well in a fashion) in this Notice of determination, apparently because the document contains deliberative matter and these considerations tip the balance in favour of non -disclosure. I quote:
As to the broader issue of what it says about priorities that the document is a minute to the Secretary dated 24 August 2012, is said to contain thinking of the kind not put to the minister in the previous two and a half years, and that there has been no document created along these lines in the year since...
I'll leave you to your own conclusions.
(This space intentionally left blank.)
The report, tabled in March 2010 identified 506 secrecy provisions in 176 pieces of legislation, including 358 distinct criminal offences and made 61 recommendations for reform. In publishing the report the commission observed:
Secrecy laws that impose obligations of confidentiality on individuals handling government information—and the prosecution of public servants for the unauthorised disclosure of such information—can sit uneasily with the Australian Government’s commitment to open and accountable government. Secrecy laws have also drawn sustained criticism on the basis that they unreasonably interfere with the right to freedom of expression.Ah yes, amen to that.
But my Freedom of Information application to the Attorney General's Department for a copy of the most recent summary of the work undertaken or still remaining to be completed on a response to the report was knocked back.
Today ditto, on internal review for the same reasons as spelled out (well in a fashion) in this Notice of determination, apparently because the document contains deliberative matter and these considerations tip the balance in favour of non -disclosure. I quote:
- "whether it is contrary to the public interest to disclose draft material that has not gone before the relevant minister (or ministers) and does not reflect the government's settled policy (or even a settled view within an agency) and would have cross-portfolio implications if released
- whether it is contrary to the public interest to provide the public with a factually incorrect sense of direction that an agency (and the Government) is taking on matters of criminal law, where the material in question uses strong language that would suggest it is the Government's final settled position when it is not
- whether an agency could effectively discharge its responsibilities if material prepared for internal consultation and consideration was released prematurely and damaged the relationship between an agency and the Government and
- whether it is contrary to the public interest to disclose material that would inhibit policy officers from considering (and documenting) a full range of draft responses to ALRC recommendations."
As to the broader issue of what it says about priorities that the document is a minute to the Secretary dated 24 August 2012, is said to contain thinking of the kind not put to the minister in the previous two and a half years, and that there has been no document created along these lines in the year since...
I'll leave you to your own conclusions.
Monday, July 29, 2013
OGP urges aspirants to greater ambition
As we await news from the Attorney General on how Australia intends to approach the task of preparing a national action plan to present as part of its application to join the Open Government Partnership, probably at a meeting in March 2014, the message from the recent Steering Committee meeting in London is that the focus in such plans needs to move beyond ‘business as
usual’ commitments to more ambitious action plans and civil society
engagement.
The meeting endorsed a sub-committee report that the second round of national action plans (that includes us) "should clearly demonstrate how commitments are advancing open government in scope and/or in time frame. Governments should also move beyond traditional civil society consultation models, towards on going meaningful dialogue on policy commitments and implementation of action plans."
The minutes of the meeting are here Jul2013SC_MeetingMinutes_Final.pdf
Apart from important matters concerning governance and finances, other items of interest include:
Australia's intention to join the OGP has hardly rated a mention in the mainstream so far, so any stirring interest would be welcome.
Australia's Right to Know, the coalition of major media organisations, impressively led the backlash over excessive secrecy in 2007-2008 but has rarely surfaced since. The last posted entry on its website is October 2009 and the contact person listed left in 2012 to work for the Leader of the Opposition.
Update: Toby McIntosh has this fuller summary of the Steering Committee minutes.
The meeting endorsed a sub-committee report that the second round of national action plans (that includes us) "should clearly demonstrate how commitments are advancing open government in scope and/or in time frame. Governments should also move beyond traditional civil society consultation models, towards on going meaningful dialogue on policy commitments and implementation of action plans."
The minutes of the meeting are here Jul2013SC_MeetingMinutes_Final.pdf
Apart from important matters concerning governance and finances, other items of interest include:
- conversations are underway with four multilateral partners (OECD, World Bank, IDB and UNDP) concerning areas of potential collaboration.
- and somewhere out there is a newly formed OGP Media Council."The Council, which is comprised of high profile journalists from all regions will provide expert guidance on how OGP can better partner with the media to promote our shared objective of more open and accessible government. To inform a white paper that the Media Council will produce, Richard (Sambrook former Director of Global News for BBC) is collecting input from more than 200 journalists and media leaders from around the world.The Media Council will present some initial recommendations to OGP in late July or early August and will organize a session at the October Summit to discuss the white paper."
Australia's intention to join the OGP has hardly rated a mention in the mainstream so far, so any stirring interest would be welcome.
Australia's Right to Know, the coalition of major media organisations, impressively led the backlash over excessive secrecy in 2007-2008 but has rarely surfaced since. The last posted entry on its website is October 2009 and the contact person listed left in 2012 to work for the Leader of the Opposition.
Update: Toby McIntosh has this fuller summary of the Steering Committee minutes.
Friday, July 26, 2013
Privacy and security-Sydney next week
Late notice - mea culpa - but the iapANZ has this event on Privacy and Security organised for Sydney on 31 July- worth a visit if you can make it.
Argy bargy over "Minister's documents" subject to FOI
Darting and weaving about what documents held by a minister are subject to freedom of information legislation is not new and has been an issue in recent times in Canberra and Melbourne.
And in Perth this week as reported by Daniel Emerson in The West Australian
Whereas in the case of an agency. possession or control of the document is the defining issue, where the agency is a Minister
But the basis for application of this and most other FOI acts only to a minster's document if it relates to the affairs of an(y) agency leaves too many gaps.
As observed previously argument and uncertainty on this important question would be less if something along the lines of the NSW GIPA act formula was adopted elsewhere (emphasis added):
Even this could be further improved to deliver real accountability.
And in Perth this week as reported by Daniel Emerson in The West Australian
Transport Minister Troy Buswell has kept hidden a second tranche of Government correspondence on its rail projects after arguing they were promises of the Cabinet and the Liberal Party at the same time....The West Australian sought access to all correspondence to and from Mr Buswell relating to MAX light rail, the airport line and Federal funding between January 26 and the election on March 9. A similar request to Premier Colin Barnett's department was denied this month after it argued the documents were created for the Liberal Party - not the Government. In his response this week, Mr Buswell confirmed for the first time that reams of documents matching the description did exist. But he used the same justification as the Department of Premier and Cabinet to withhold 94 emails and attachments between his Treasury and Transport ministerial offices, Mr Barnett's office and the Liberal Party of WA. "Whilst the documents may deal with matters within the functions of another agency, they do not concern the business or operations of that agency as they relate to election commitments rather than Government decisions," Mr Buswell wrote.Without seeing the determination, this would seem to revolve around definitions of document subject to the WA Freedom of Information Act.
Whereas in the case of an agency. possession or control of the document is the defining issue, where the agency is a Minister
(2).. "a reference to a document of an agency is a reference to a document that (a) is in the possession or under the control of the Minister in the Minister’s official capacity; and (b) relates to the affairs of another agency (not being another Minister),and includes a document to which the Minister is entitled to access and a document in the possession or under the control of a member of the staff of the Minister as such a member, but does not include a document of an agency for which the Minister is responsible.It's generally in line with most FOI acts around the country although (b) is a bit strange and unusual.
But the basis for application of this and most other FOI acts only to a minster's document if it relates to the affairs of an(y) agency leaves too many gaps.
As observed previously argument and uncertainty on this important question would be less if something along the lines of the NSW GIPA act formula was adopted elsewhere (emphasis added):
A reference in this Act to government information held by an agency is, when the agency is a Minister, a reference to government information held by the Minister in the course of the exercise of official functions in, or for any official purpose of, or for the official use of, the office of Minister of the Crown.
Even this could be further improved to deliver real accountability.
How do we rate?
Separovic Lawyers in Perth tell me Open and Shut has been selected in the Top Ten Legal Bloggers in Australia. It's a nice thought, and I wouldn't but others might suggest they have already achieved one aspect of what they had in mind by me telling you so.
However if you are even slightly inclined to a positive reaction to anything you have ever read here, or on the other hand simply wouldn't have a clue, a vote for best at the bottom of this page would see me puff the chest a millimetre or so.
On the other hand, sob, it won't be the end of the world if you pass this wonderful opportunity by.
However if you are even slightly inclined to a positive reaction to anything you have ever read here, or on the other hand simply wouldn't have a clue, a vote for best at the bottom of this page would see me puff the chest a millimetre or so.
On the other hand, sob, it won't be the end of the world if you pass this wonderful opportunity by.
Monday, July 22, 2013
Queensland facing a "no reasons" for RTI refusal future?
Just a couple of weeks before Premier Newman announced he was taking further steps to advance the government's claim to be the most open and transparent government in the nation, the Queensland Government (pdf) accepted in principle this recommendation from the Callinan Review of the Crime and Misconduct Commission:
that an agency not be required for nine months (unless ordered by a court to do so) to provide reasons for any decision to refuse access to a document sought under the Right to Information Act.There was just a hint in the statement of a pause for serious consideration of the ramifications:
The proposed amendment raises a number of important and complex matters requiring further and ongoing discussion with departments and agencies including the Office of the Information Commissioner. The Implementation Panel will provide advice about how the intention of the recommendation can best be achieved.
The recommendation accepted in principle extends to the Ombudsman as well.
It seems a ridiculously wide and broad remedy to what Callinan saw as a fundamental problem to be overcome at all costs, the risk of disclosure of anything that might reveal information about the existence, content or subject of a current misconduct complaint or investigation.
However abolishing reasons for decision for all RTI decisions takes simplification of the system referred to by the Premier last week, way too far.
As I said when the Callinan report was released:
It seems a ridiculously wide and broad remedy to what Callinan saw as a fundamental problem to be overcome at all costs, the risk of disclosure of anything that might reveal information about the existence, content or subject of a current misconduct complaint or investigation.
However abolishing reasons for decision for all RTI decisions takes simplification of the system referred to by the Premier last week, way too far.
As I said when the Callinan report was released:
Reasons are particularly important when refusal of access to government information is concerned.For mine, the case for the recommendation that no reasons should be given in any RTI case isn't well argued; the report doesn't consider less radical alternatives; and the recommendation if accepted would turn on its head the general well established principle that an administrative decision-maker has an obligation to give reasons. It would mean that public servants have to be taken at their word that there are good reasons for refusal of access which can't be scrutinised or effectively challenged for nine months, unless through Supreme Court proceedings. The blunderbuss should be put back on the shelf, replaced by something more suited to polishing rather than blasting the existing RTI framework, where this is necessary. Quite apart from reasons being more than an RTI issue through a general requirement in the Queensland Judiciary Act, the Queensland Ombudsman's Good Decisions Guide (pdf) (page 10) advocates "giving reasons is good administrative practice in that it promotes fairness, transparency and accountability in decision-making."
The Chair of the Parliamentary Crime and Misconduct Committee in a letter (pdf) to the Attorney General weighed in on this and other matters just prior to the government response, stating the Committee did not support the recommendation:
Firstly, the Panel put forward no empirical basis for selecting the nine month timeframe. Secondly, the recommendation will result in a disproportionate negative effect upon applicants who apply for information under theRight to Information Act 2009 or make a complaint under the Ombudsman Act 2009 regardless of whether their application or complaint relates to a complaint before the CMC.There needs to be a balance between the public interest in protecting the privacy of those persons subject to a complaint to the CMC and the public interest of complainants to the Ombudsman or applicants under the Right to Information Act receiving reasons for the decisions of those agencies
This recommendation may impact upon the rights of those individuals to appeal against such decisions, or may negatively impact upon other matters relating to that individual in relation to the information they seek. This recommendation will also likely increase the workload of the Office of the Information Commissioner and the Ombudsman’s Office in dealing with complaints about refusal to provide reasons for their decisions. The Committee respectfully suggests that the Legal Affairs and Community Safety Committee may be able to provide more information on this issue given its oversight responsibilities for the Ombudsman and the Information Commissioner.
Integrity in government-up for discussion in Queensland
Queensland Premier Campbell Newman announced last week that an Open Government Policy
Forum (to be held in Brisbane on 13 August) would "spark ideas about simplifying
Queensland’s integrity system while maintaining real accountability."
The forum the Premier said, is "the next step in making (the) government the most open and transparent in the nation":
The Newman government of course inherited the Public Interest Disclosure Act 2010, welcomed at the time as world class, and the Right to Information Act 2009, where Queensland led the Australian FOI reform mini-wave. The RTI act however has plenty of gaps, holes and areas for improvement. Beyond the confines of RTI, I'm assuming Queensland is enthusiastic about Australia embracing on the home front the disclosure standards set by the Extractive Industries Transparency Initiative.
A legislated integrity, open government and accountability framework in line with best practice international standards is a good first step, and Queensland still has a way to go to get there. Full and enthusiastic, properly resourced implementation is another matter.
In passing, it's worth noting that Queensland has had an acting information commissioner for a year, and the effect of wide-ranging resource cuts on information publication and access, and where things stand on the culture change front are two of many unknowns.
Then there are outcomes and results? And the relevant criteria, indicators and measures? Who collects, analyses and publishes the data? Who leads and pushes for continuous improvement?
There is a lively international discussion about these issues, certain to become more visible as Australia moves towards membership of the Open Government Partnership.
A discussion in Brisbane on 13 August about simplifying and enhancing Queensland's integrity system while maintaining real accountability could provide a spark.
The forum the Premier said, is "the next step in making (the) government the most open and transparent in the nation":
“We’ve decided to hold the forum because of concerns raised in the independent Review of the CMC Act and Related Matters, which found the three fundamental and very simple elements of honesty, fairness and openness were lost in an overly complicated system,” Mr Newman said.“It’s pretty clear there is something wrong with the state’s integrity framework when most people, including a High Court Judge and a leading Professor of constitutional law and governance, think it is overly-complicated and confusing. “We want to make government processes clear, straightforward and accountable and we want to know about any gaps in our integrity and accountability framework.“We are already giving people regular progress reports on our plans, making government data publicly available on line, releasing Minister’s diaries on a monthly basis and once again, we’ve made lying to the Parliament illegal.“Our reforms have made the Queensland Government the most transparent, open and accountable in the state’s history – but we want to make it even better.
The "most open and transparent" claim raises issues of criteria, measurement and comparison that have had little or no attention here to date. In a submission to the Hawke review academics Brett, Henman, Lidberg and Snell indicated they were seeking a grant for a study into whether FOI regimes have delivered on promises to promote open government.
But even though RTI in Queensland incorporates the push and pull dimensions of open and transparent government, the Premier is raising a broader issue by throwing accountability and integrity into the mix.
--
The Premier rightly can cite Queensland positives such as proactive publication on Open Data, and a national first, the release of minister's appointment diaries. He could have added other pluses such as the publication of selected information about cabinet decisions that puts Queensland (and the ACT) way ahead of other jurisdictions. And uniquely, the disclosure of some lobbying contacts. But even though RTI in Queensland incorporates the push and pull dimensions of open and transparent government, the Premier is raising a broader issue by throwing accountability and integrity into the mix.
--
The Newman government of course inherited the Public Interest Disclosure Act 2010, welcomed at the time as world class, and the Right to Information Act 2009, where Queensland led the Australian FOI reform mini-wave. The RTI act however has plenty of gaps, holes and areas for improvement. Beyond the confines of RTI, I'm assuming Queensland is enthusiastic about Australia embracing on the home front the disclosure standards set by the Extractive Industries Transparency Initiative.
A legislated integrity, open government and accountability framework in line with best practice international standards is a good first step, and Queensland still has a way to go to get there. Full and enthusiastic, properly resourced implementation is another matter.
In passing, it's worth noting that Queensland has had an acting information commissioner for a year, and the effect of wide-ranging resource cuts on information publication and access, and where things stand on the culture change front are two of many unknowns.
Then there are outcomes and results? And the relevant criteria, indicators and measures? Who collects, analyses and publishes the data? Who leads and pushes for continuous improvement?
There is a lively international discussion about these issues, certain to become more visible as Australia moves towards membership of the Open Government Partnership.
A discussion in Brisbane on 13 August about simplifying and enhancing Queensland's integrity system while maintaining real accountability could provide a spark.
Thursday, July 18, 2013
Integity in Government-cancelled
I'm sure the reason is genuine but there is something wonderfully ironic in this announcement about the Dreyfus-Brandis-Milne pre-election forum:
A Message from Transparency International Australia:
UNAVOIDABLE CANCELLATION OF INTEGRITY IN GOVERNMENT PRE-ELECTION FORUM
We wish to advise that the Integrity in Government Pre-Election Forum to be held on Tuesday 23 July will not take place.
Attorney-General Dreyfus has been called to a Cabinet Meeting to be held that day and has therefore indicated he is now unavailable to participate in the forum.
To date, we have been unsuccessful in establishing a date to reschedule the event.
We regret any inconvenience that this may have caused.
If we succeed in securing another date at which the main speakers are able to attend we will advise you immediately.
Michael Ahrens
Chief Executive
TI Australia
Tuesday, July 16, 2013
Australians for the Open Government Partnership
A number of us taking a close interest in Australian involvement in the OGP have started a list for the exchange of information and ideas that might assist in the anticipated government-civil society collaboration to develop a National Action Plan.
Others from non-government groups, and individuals who have an interest and commitment to open, transparent government may wish to join in.
The group has no formal structure, and participation does not involve any commitment, obligation or ongoing engagement.
I'm the gatekeeper at present. If you would like to be part of this, email me at peter.timmins1@gmail.com with a short description of who you are and your interest in these issues that can be shared with other participants.
Background if you need it:
The Open Government Partnership
Australia decides to join
Information Commissioner Promising prospects
Lots more, on request.
Others from non-government groups, and individuals who have an interest and commitment to open, transparent government may wish to join in.
The group has no formal structure, and participation does not involve any commitment, obligation or ongoing engagement.
I'm the gatekeeper at present. If you would like to be part of this, email me at peter.timmins1@gmail.com with a short description of who you are and your interest in these issues that can be shared with other participants.
Background if you need it:
The Open Government Partnership
Australia decides to join
Information Commissioner Promising prospects
Lots more, on request.
Monday, July 15, 2013
Parliament outside the FOI zone... because it always has been
Or, well, because we thought it was..
I was in touch with my local member about the blanket exemption from the Freedom of Information Act legislated by the parliament for the parliamentary departments that support the operations of that august body with a budget allocation of around $170 million.
My email, 3 June:
But unpersuasive as to reasons, particularly not explaining the rush to legislate beyond what the departments themselves saw as necessary, and in advance of the Hawke report that looked into scope of the act issues among others. I could go on:
the more general argument for instance that the accountability and transparency framework should apply to all government agencies in principle; the parliament's failure to legislate for an integrity commissioner; that some of the resources are spent on entitlements and support for members and senators; that FOI coverage of parliament is accepted in the UK, Scotland, and Ireland, among others; and that the Australian Law Reform Commission and former clerk of the Senate Harry Evans to name just two supported extension of the act to the departments. And the then Prime Minister's 2010, "let's draw back the curtains and let the sun shine in; let our parliament be more open than it ever was before.."
But you've heard it all before.
I was in touch with my local member about the blanket exemption from the Freedom of Information Act legislated by the parliament for the parliamentary departments that support the operations of that august body with a budget allocation of around $170 million.
My email, 3 June:
Mr (Malcolm) Turnbull,Not a peep until this, at 8.35pm on the quiet Saturday night just passed, six weeks later:
I'm glad common sense prevailed regarding the party funding proposal. But I'm staggered that in 11 minutes in the House last Wednesday the blanket FOI exemption for the three parliamentary departments went through with nods from both sides. This is my take. Would be interested to know what you think.
http://foi-privacy.blogspot.com.au/2013/06/bipartisan-support-for-overkill-and.html#.UaxGweskgdM
Peter Timmins.
"thanks for your note Peter – the exemptions were of longstanding or thought to be.Good that he probably read my email. Courteous that he replied.
All the best
malcolm."
But unpersuasive as to reasons, particularly not explaining the rush to legislate beyond what the departments themselves saw as necessary, and in advance of the Hawke report that looked into scope of the act issues among others. I could go on:
the more general argument for instance that the accountability and transparency framework should apply to all government agencies in principle; the parliament's failure to legislate for an integrity commissioner; that some of the resources are spent on entitlements and support for members and senators; that FOI coverage of parliament is accepted in the UK, Scotland, and Ireland, among others; and that the Australian Law Reform Commission and former clerk of the Senate Harry Evans to name just two supported extension of the act to the departments. And the then Prime Minister's 2010, "let's draw back the curtains and let the sun shine in; let our parliament be more open than it ever was before.."
But you've heard it all before.
Thursday, July 11, 2013
TI Corruption Barometer puts spotlight on open, transparent government
The Transparency International Global Corruption Barometer 2013 reports on public perceptions of corruption in 107 countries.
Results for Australia are based on a survey (prior to March 2013) of 1200 people and includes ratings of institutions as corrupt/extremely corrupt.
Should we be surprised?
Political Parties 58%
Media 58% ( Only four countries gave corruption in the media a high rating-Australia, Egypt, New Zealand and United Kingdom.)
Business 47%
Religious bodies 44% ( But least corrupt in worldwide rankings.)
Judiciary 36% (Third worldwide)
Parliament/Legislature 36% (Fourth worldwide)
Public officials and civil servants 35% (Fifth worldwide)
Police 33% ( Second worldwide)
We aren't alone on concern about political parties. Globally, "the driving forces of democracy, are perceived to be the most corrupt institutions."
But Australians put the media and religious bodies way up the list compared to global rankings. And public office holders - judiciary, parliament, public servants and the police - lower down the scale than most others.
However, it's hardly reassuring that more than 1 in 3 rate the parliament and public servants as corrupt. (NSW developments of course would have clouded the picture.)
And then there's the judiciary!
Five per cent report paying a bribe in the last 12 months.That's remarkable, or I'm showing my innocence or ignorance.
(Correction-5% appears in the published graphic but a reader points out the report doesn’t say that. "On page 10, Australia is listed amongst the countries where ‘<5%’ of respondents reported having paid bribes in the past year. On page 33, the percentage for Australia is given as 1%. And that’s in relation to any one of eight services: ‘education system, judiciary, medical and health services, police, registry and permit services, utilities, tax and/or customs, or land services’ (see endnote 11 on page 42)." The reader comments "1% is remarkably high — but it’s not nearly as bad as 5%." I agree.)
In 88 countries the majority of those surveyed consider their government to be ineffective in addressing corruption.
Recommendations in the report won't surprise. They include making integrity and trust the founding principles of public institutions and services with transparency at the top of the list.
(Separately a recent study shows freedom of information laws work to reduce corruption over time, although they are not a quick fix.)
So as we head into pre-election or high election mode, some reflections on recent developments and inaction.
I'm sure these factors don't impact overly on public perceptions.
But you can only speculate about the influence of a more positive, comprehensive embrace of an openness, transparency, accountability and integrity agenda:
Bearing all this in mind, we wait to hear what the Government or the Attorney General's Department has to say about a National Action Plan, required by our membership of the Open Government Partnership, with transparency and accountability the touchstone to improving the way our democracy operates.
Results for Australia are based on a survey (prior to March 2013) of 1200 people and includes ratings of institutions as corrupt/extremely corrupt.
Should we be surprised?
Political Parties 58%
Media 58% ( Only four countries gave corruption in the media a high rating-Australia, Egypt, New Zealand and United Kingdom.)
Business 47%
Religious bodies 44% ( But least corrupt in worldwide rankings.)
Judiciary 36% (Third worldwide)
Parliament/Legislature 36% (Fourth worldwide)
Public officials and civil servants 35% (Fifth worldwide)
Police 33% ( Second worldwide)
We aren't alone on concern about political parties. Globally, "the driving forces of democracy, are perceived to be the most corrupt institutions."
But Australians put the media and religious bodies way up the list compared to global rankings. And public office holders - judiciary, parliament, public servants and the police - lower down the scale than most others.
However, it's hardly reassuring that more than 1 in 3 rate the parliament and public servants as corrupt. (NSW developments of course would have clouded the picture.)
And then there's the judiciary!
Five per cent report paying a bribe in the last 12 months.That's remarkable, or I'm showing my innocence or ignorance.
(Correction-5% appears in the published graphic but a reader points out the report doesn’t say that. "On page 10, Australia is listed amongst the countries where ‘<5%’ of respondents reported having paid bribes in the past year. On page 33, the percentage for Australia is given as 1%. And that’s in relation to any one of eight services: ‘education system, judiciary, medical and health services, police, registry and permit services, utilities, tax and/or customs, or land services’ (see endnote 11 on page 42)." The reader comments "1% is remarkably high — but it’s not nearly as bad as 5%." I agree.)
In 88 countries the majority of those surveyed consider their government to be ineffective in addressing corruption.
Recommendations in the report won't surprise. They include making integrity and trust the founding principles of public institutions and services with transparency at the top of the list.
(Separately a recent study shows freedom of information laws work to reduce corruption over time, although they are not a quick fix.)
So as we head into pre-election or high election mode, some reflections on recent developments and inaction.
I'm sure these factors don't impact overly on public perceptions.
But you can only speculate about the influence of a more positive, comprehensive embrace of an openness, transparency, accountability and integrity agenda:
- The Federal Parliament has just voted to exclude the parliamentary departments from the Freedom of Information Act, and none of the state parliaments other than Tasmania are covered by state FOI law.
- Dr Hawke's report on review of the Freedom of Information Act is yet to appear in public, and may or may not suggest changes that could see Australian FOI law move up from the current ranking of 48 of 93 countries surveyed.
- Despite undertakings by former Prime Minister Gillard in 2010, we don't have a Parliamentary Integrity Commissioner. Legislation proposed by The Greens Adam Bandt. in May 2012 to create the National Office of Integrity Commissioner, comprising three elements—the National Integrity Commission, the existing Australian Commission for Law Enforcement Integrity (ACLEI) and a new Office of the Independent Parliamentary Advisor - got nowhere.
- Similarly a Code of Conduct for Federal parliamentarians. Opposition backbencher Steven Ciobo told Parliament these sort of feel good things are a waste of time:
"The reason that there is still behaviour that people frown upon is that, fundamentally, it comes down to individual choice. Simply adding one more document to a pile of documents and simply having one additional public servant called an integrity commissioner is not going to change a thing. Anyone who believes that it will is delusional. It has not changed things in other jurisdictions. It is not as if in the United Kingdom or in the state of Queensland, where these types of vehicles exist, there is this great love of the parliament or towards parliamentarians. No. The same problems exist in those jurisdictions. This is nothing more than a feel-good exercise that will deliver no net tangible benefit whatsoever."
- The Government has been thinking and consulting about a National Anti Corruption Plan since 2011. It says it is "giving detailed consideration" to it all but we have nothing to show so far despite obligations under the UN Convention Against Corruption ratified by Australia on 7 December 2005.
- Political donation and lobbying laws are weak and reform efforts in recent years amounted to nothing.
- Silence on the Australian Law Reform Commission recommendation five years ago that the exemption for political parties from the Privacy Act should be removed. ("In the interests of promoting public confidence in the political process, those who exercise or seek power in government should adhere to the principles and practices that are required of the wider community..")
Bearing all this in mind, we wait to hear what the Government or the Attorney General's Department has to say about a National Action Plan, required by our membership of the Open Government Partnership, with transparency and accountability the touchstone to improving the way our democracy operates.
Parliamentarians travel reminds of gap in transparency standard.
Overseas travel by parliamentarians at taxpayers expense is no state secret.
So details of 'study tours' by the soon to retire Senator Crossin and Simon Crean (each accompanied by spouse) are out there, and costs will eventually appear on the website at the Department of Finance which pays for these and other entitlements of members and senators.
The Prime Minister when asked, said the rules regarding travel may need "sharpening up."
Hmm. Wonder whether he noticed that the transparency and accountability standard for payments to, for or on behalf of parliamentarians by the parliamentary departments has just been dulled to indecipherable?
Just a few weeks ago, when Mr Rudd was on the backbench the Government and Opposition combined to legislate a blanket exemption for those departments from the Freedom of Information Act. Not just payments to or for parliamentarians are beyond reach of FOI. So too are all documents concerning the operation of the three departments which receive a budget allocation of around $170 million.
So details of 'study tours' by the soon to retire Senator Crossin and Simon Crean (each accompanied by spouse) are out there, and costs will eventually appear on the website at the Department of Finance which pays for these and other entitlements of members and senators.
The Prime Minister when asked, said the rules regarding travel may need "sharpening up."
Hmm. Wonder whether he noticed that the transparency and accountability standard for payments to, for or on behalf of parliamentarians by the parliamentary departments has just been dulled to indecipherable?
Just a few weeks ago, when Mr Rudd was on the backbench the Government and Opposition combined to legislate a blanket exemption for those departments from the Freedom of Information Act. Not just payments to or for parliamentarians are beyond reach of FOI. So too are all documents concerning the operation of the three departments which receive a budget allocation of around $170 million.
For the record entitlements paid by the parliamentary departments according to the
fine print of the handbook include salaries ($185,000 per year) and
electorate allowances (between $32000 and $46000); additional salaries
for parliamentary office holders; superannuation; resettlement
allowance payable to some who retire or lose a seat after short tenure;
services and facilities to support parliamentarians in Parliament
House including office
accommodation, computing and other equipment, telephones, newspapers and
stationery, $1800 in postage for parliamentary or electorate purposes
(from $40,000 administered by Finance) and IT equipment
and facilities and administration of IT in electorate offices.
Oh, and the cost of travel as a member
of a delegation to conferences of the Commonwealth Parliamentary
Association (CPA) and Inter- Parliamentary Union (IPU).
Then there are support costs for office holders such as the Speaker and President of the Senate. The brief FOI window that opened on the parliament revealed former speaker Peter Slipper spent $1248 on coat and tails and $8500 on catering, among other necessities.
As to transparency about payments to parliamentarians by the state parliaments, don't ask.
Then there are support costs for office holders such as the Speaker and President of the Senate. The brief FOI window that opened on the parliament revealed former speaker Peter Slipper spent $1248 on coat and tails and $8500 on catering, among other necessities.
As to transparency about payments to parliamentarians by the state parliaments, don't ask.
Tuesday, July 09, 2013
Freedom of information advocacy: a global snapshot
Ninety five countries now have a right to information
or freedom of information law.
Regional reports cover Africa, the Americas, Australasia and Oceania, East and Southeast Asia, Europe, the Middle East and North Africa and South Asia.
But the goal of a universal right of access is still
a long way off, according to a report released on 8 July by the Freedom of
Information Advocates Network (FOIAnet). The report provides an analysis of the worldwide right
to information (RTI) movement by region.
Lydia Medland, of Access Info Europe, lead editor, said
Lydia Medland, of Access Info Europe, lead editor, said
“The report shows that advocates still have a
long way to go to see their goal achieved of a universal right to information, however, it also clearly transmits the strength of the movement and their
ability to effectively confront obstacles to change.”
Regional reports cover Africa, the Americas, Australasia and Oceania, East and Southeast Asia, Europe, the Middle East and North Africa and South Asia.
The Australasia and Oceania Chapter (Peter Timmins is the author) commences on
page 35. Some extracts appear below.
In summary:
While RTI laws are
well established in Australia and New Zealand, limited progress on legislated rights has been made
in the Pacific, with the Cook Islands the only country to enact a law to date. Tonga introduced a government wide information access policy in 2012.In summary:
Australia’s decision
to join 58 other countries in the Open Government Partnership is likely to
provide new impetus to advocacy efforts and discussion of transparent, open and
accountable government in Australia and the region, and may encourage New Zealand and other eligible
countries to follow suit.
In Pacific island
countries there are hopeful signs. There has been widespread embrace of a ‘good governance’
agenda with accountability, transparency and advancement of human rights parts
of the mix. Government aid donors and international NGOs continue to assist
developments of this kind in ways respectful of the regional and cultural
context. The Tonga experiment with a government wide policy approach may
provide experience in developing a ‘pacific way’. The Extractive Industries
Transparency Initiative and interest in anti-corruption measures is highlighting the
need for more and better disclosure of government information. And regional
ties are strengthening in ways that should enable media organisations and civil
society groups to lift the profile of RTI issues and concerns.
Contacts for
background and comment on the report are:
Toby Mendel Lydia
Medland
Executive Director Research
and Campaigns Coordinator
Centre for Law and
Democracy Access
Info Europe
Email: toby@law-democracy.org
Email:
Lydia@access-info.org
Tel: +1 902 412 0872 Tel
+34 91 365 65 58
www.law-democracy.org www.access-info.org
Twitter: @law_democracy Twitter:
@Lydyact / @Access_Info
Extracts-Australasia and Oceania. Global Right to Information
Update: An Analysis by Region, Freedom of Information
Advocates Network
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